Emerging role of endovascular and acute ischemic stroke treatments

By Todd S. Miller, MD, Alex H. Levitt, and Allan L. Brook, MD

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The science of stroke prevention has made significant strides over the last decade, with an increasing prevalence of statin and antiplatelet usage, as well as a better ability to control the deleterious effects of hypertension. Unfortunately, not all patients are fortunate enough to receive the “best medical therapy.” Therefore, physicians need to be aggressive in early intervention, attempting to reverse the natural history of acute stroke. This will only be accomplished with multidisciplinary teams and focused research to determine which patients will benefit most, with the least risk. The aim of this review is to bring to light the options and criteria that are relevant today and what areas we need to further elucidate with prospective data.

In its simplest form, an ischemic stroke occurs when a region of the brain does not receive adequate blood supply for a time period sufficient to cause cell death. All current methods approved by the United States Food and Drug Administration (FDA) to treat acute ischemic stroke are intended to restore blood flow to underperfused brain tissue by opening occluded vessels within a well-defined time period or ‘window.’ To understand the emerging role for endovascular therapy in the management of acute stroke, a historical perspective is needed as outlined chronologically in Table 1.

Supportive care was considered standard management for acute stroke until the landmark National Institute of Neurologic Disease and Stroke (NINDS) trial was completed in 1995.1 Based on the risk/benefit profile demonstrated by this study, the FDA granted approval for the use of IV thrombolysis with tPA within 3 hours of symptom onset. The treatment window was extended to 4.5 hours as a result of the European Cooperative Acute Stroke Study (ECASS) III trial completed in 2008.2

Endovascular treatments date to the 1950s, when Sussman and Fitch first pioneered intra-arterial (IA) thrombolysis.3 In the 1990s, numerous prospective observational studies of this approach were conducted, resulting in several meta-analyses in the 2000s.4 Compared to anticoagulation with heparin, these studies showed improved outcomes, but there were higher incidences of symptomatic intracranial hemorrhage (SICH). These claims were further substantiated in the prospective randomized control trials Prolyse in Acute Cerebral Thromboembolism (PROACT) I and II, demonstrating some of the most beneficial outcomes of any stroke trial to date, despite most of their patients presenting outside of the 4.5-hour period.5 Although the risk/benefit profile was similar to that of the NINDS trial, the FDA did not grant a label to IA thrombolysis for the treatment of acute stroke.

Emerging role for endovascular treatments

Although IV thrombolysis is regarded as the current standard of care, there are many limitations, based on original NINDS criteria, with respect to whom can be treated. Fewer than 4% of all stroke patients in the United States receive thrombolytic therapy.6 This is related to the numerous contraindications to systemic thrombolysis and the fact that most patients present to emergency departments (ED) outside of the appropriate time window.

Intra-arterial mechanical options, which are perceived to have a lower risk of causing SICH than thrombolytics, provide the opportunity to treat patients who are excluded from IV therapy. The Mechanical embolus removal in cerebral ischemia (MERCI) retriever, designed to remove clots rather than dissolve them, was patented in 2004 and validated in the MERCI and Multi-MERCI prospective observational studies.7,8 This led to the FDA’s approval of the MERCI device for use in acute stroke up to 8 hours after symptom onset, or within the 3- to 4.5-hour window if IV thrombolysis is contraindicated (Figure 1). The Penumbra retriever was patented in 2007 and validated in the Penumbra Pivotal Stroke Trial (PPST), a prospective observational study demonstrating an 81.6% recanalization rate, 25% favorable outcome at 90 days, and incidence of SICH comparable to the NINDS IV tPA cohort (Figure 2).9 The discrepancy between the high rate of recanalization and low rate of favorable functional outcome in this trial illustrates the importance of proper patient selection and endovascular technique.10

Large-caliber vessel occlusions (ie, M1, carotid, and basilar arteries) lead to the greatest morbidity and mortality from stroke, and it has been shown that IV thrombolysis is less effective in treating such lesions.11 Evidence suggests that endovascular techniques utilized in conjunction with IV thrombolysis, also known as bridging or combined therapy, may lead to better patient outcomes when large-caliber vessel occlusions are present.12 If the results of the prospective randomized trial Interventional Management of Stroke (IMS) III are consistent with those from the prospective RECANALISE study, a role for early utilization of endovascular treatment in acute ischemic stroke when proximal vessel occlusions would be justified.

Some practitioners have advocated primary angioplasty and stenting, similar to the coronary standard of care, as a more rapid way of achieving recanalization while treating an underlying, causative, lesion.13 More recently, retrievable stents have been developed with the goal of improving the rate of recanalization, as they are usually deployed prior to thrombectomy. Recent evidence supports this claim of less time to recanalization and also shows higher rates of success than previously reported.14,15 In addition, permanent stents require a combined antiplatelet regimen that has been shown to add significant systemic hemorrhage risk.16,17 However, improved functional outcomes at 3 months have yet to be demonstrated.

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Established criteria for patient selection

A role is emerging for primary endovascular therapy in medium- and large-artery occlusion. Given the potential for symptomatic complications, it is important neither to deprive patients of effective interventions nor to expose them unnecessarily to the interventions’ associated risks.

Initial parameters for patient selection are the criteria used in the 1995 NINDS trial.1 Subsequent analysis of ECASS showed that patients with greater than 33% hypoattenuation in the middle cerebral artery (MCA) did not benefit from IV tPA. Moreover, these patients showed a significantly increased risk for fatal brain hemorrhage.18 The Alberta Early Stroke Program Computed Tomography (CT) score (ASPECTS), a composite score reflecting ischemia in 10 sub-regions of the MCA territory, has been advocated as a similar but more reliable measure of ischemia.19 Perhaps more importantly, magnetic resonance (MR)-based implementation of the > 1/3 MCA and ASPECTS < 7 rules has dramatically increased sensitivity for detecting ischemia and independently predicts favorable functional outcomes (modified Rankin Scale (mRS) < 2) as well as SICH.20-22 This increased sensitivity associated with MR-based diagnosis translates to improved prognostication and, therefore, better patient selection.

Clinical characteristics, such as age, stroke severity, and risk for hemorrhage, as well as imaging characteristics, such as the presence of hemorrhage or large volumes of ischemia, represent established criteria that can guide the decision to institute an attempt at revascularization. Emerging criteria derived from multimodal imaging are being proposed to improve patient selection further.

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Emerging criteria for patient selection

Ischemic penumbra

A patient’s collateral circulation can maintain perfusion to ischemic brain tissue and keep it viable despite blockage of the tissue’s proximal blood supply. Multimodal imaging is being used more frequently to triage acute stroke patients in an effort to identify those most likely to benefit from reperfusion and least likely to hemorrhage or progress to malignant edema. Prospective trials have shown that adding CT angiography (CTA)/CT perfusion (CTP) or MR imaging/MR angiography (MRA)/MR perfusion (MRP) adds 5 to 10 minutes for CT and < 30 minutes for MRI without diminishing favorable outcomes.23

The holy grail of patient selection is identifying brain tissue that is hypoperfused, but not infarcted, and hence potentially salvageable. The ischemic penumbra is commonly defined by subtracting the brain region with restricted diffusion from the region associated with low cerebral blood flow. Diffusion restriction is expected in an intracellular fluid shift, as there is less freedom for particles to diffuse relative to the extracellular space. Intracellular fluid shifts signify failed ATP-dependent Na+/K+ ATPases, which is consistent with infarcted tissue. Although this perfusion-diffusion mismatch framework is conceptually appealing, neither the Echoplanar Imaging Thrombolytic Evaluation Trial (EPITHET) nor the Desmoteplase in Acute Ischemic Stroke (DIAS) II trial could confirm the favorable results seen in earlier studies that used perfusion-based criteria for patient selection.24,25 These studies included patients with proximal-vessel occlusions treated only with IV therapy. It has subsequently been shown that these occlusions are successfully recanalized with IV therapy in only 10% to 30% of patients.26 Patient selection is crucial and may have limited the generalizability of the findings of these studies.

DWI lesion volumes, blood-brain barrier permeability, and relative cerebral blood flow thresholds

Based on the results of EPITHET and DIAS II, as well as observations of “benign oligemia,” perfusion-diffusion mismatched tissue remains viable despite failed recanalization, a more precise characterization of the penumbra is clearly needed if it is to become clinically useful.26 Other imaging-based criteria are evolving as additions or alternatives to the mismatch concept.

Diffusion weighted imaging (DWI) lesion volume is one such alternative. It is based on the premise that stroke patients with sufficiently large infarcts will have poor outcomes despite a significant diffusion/perfusion mismatch. Two retrospective studies of patients with anterior-circulation strokes who had pretreatment MRIs and were treated with IV or IA thrombolysis identified a DWI lesion volume cut-off with prognostic value.27,28 These findings are promising and prospective studies have been initiated to validate these results.29

Blood brain barrier permeability (BBBP) measurements, calculated from pretreatment CT perfusion imaging data, are another example of an alternative method to stratify patients. A retrospective study of 32 tPA-treated patients demonstrated that, in conjunction with old age (> 65 years), BBBP measurements can be 100% sensitive for predicting symptomatic hemorrhagic transformation (SHT) and malignant edema (ME).30 If these results hold up in prospective trials, stroke teams would be enabled to safely pursue thrombolytic treatments outside of the 3- to 4.5- hour window.

Cerebral blood flow (CBF) thresholds—the points below which tissue distal to an arterial occlusion would infarct even if recanalization were successful—have been retrospectively identified.31 It is reasonable that companion CBF thresholds will be identified where tissue perfusion can be maintained at a level where recanalization is unnecessary even when a proximal vessel is occluded.

Clot imaging

Current FDA guidelines call for all stroke patients to receive IV tPA within the 4.5-hour window, but patients are unlikely to benefit from IV therapy in certain situations. In the setting of a proximal MCA occlusion and a hyperdense MCA sign (HMCAS) on CT imaging, evidence suggests a higher likelihood of improved outcome when IA lytics are used instead of IV therapy alone.32 However, HMCAS sensitivity for MCA territory infarcts is only about 30%.33 Other clot image characteristics can be used to identify patient groups unlikely to benefit from IV lytics and guide management of stroke patients without HMCAS (Figure 3). Clot length, as measured by semi-automated segmentation of thin-slice noncontrast CT scan reconstructions, may be one such characteristic. A retrospective study of 138 patients presenting < 3 hrs after MCA stroke onset demonstrated that IV thrombolysis has < 1% potential to recanalize occluded vessels if the thrombus length exceeds 8 mm.34

The blooming artifact detected on gradient recalled echo (GRE) sequence MRI scan may be another such characteristic. It has been demonstrated to closely correlate with the “red clot” composition thought to be more amenable to chemical thrombolysis than “white clot” composition.35 Although no data support this claim at this time, the presence of the blooming artifact could predict better outcomes with IA thrombolysis compared to mechanical endovascular interventions. Indeed, it is premature to make diagnostic or treatment decisions based on radiographic correlations of clot composition, as methods for strengthening these correlations, like using fibrin-specific MRI contrast agents, are still being innovated.36 MRI and sonography may have unique roles in this field as their ability to image the vessel wall and clot allow physicians to determine if the occluding substance can be lysed or if it requires thrombectomy or stenting for revascularization.

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Conclusion

The goal in acute stroke management is early recanalization in patients who will benefit clinically. Stroke centers need to be ready, willing, and able to treat the appropriate patients in a skilled and compassionate manner. There is a continuing need for patient education and coordinated systems to deliver patients to these specialized centers in a timely fashion. Care should continue to be improved along the dimensions of both earlier diagnosis and innovative treatment, as well as in the safe and effective selection of patients for treatment. The radiologist can play a central role in facilitating the patient care process. We must make it known to patients, emergency medical technicians, and ED physicians that stroke can be treated similarly to myocardial infarction, where collaborative teams improve patient outcomes.37 Radiologists can become an integral part of the patient care plan and evolve into a crucial part of the stroke team, both as diagnosticians and as interventionalists. We can be collaborative in improving time to ER, ER to imaging, and imaging to intervention.

Applying rigid time windows to decide whether patients receive systemically administered thrombolytics or endovascular interventions does not provide sufficiently personalized care. Multimodal imaging-based criteria, such as perfusion-diffusion mismatch, DWI lesion volume, blood-brain barrier permeability, and cerebral blood flow thresholds, promise to make patient selection more individualized (Tables 2-4). Imaging should continue to evolve and separate out true penumbra from benign oligemia. However, none of this multimodal imaging accounts for the physiology of a particular individual’s brain parenchyma. Some may have extensive previous vascular disease and not be able to tolerate small additional insults, while other patients have extensive reserve. Until we are able to appreciate the quality of brain tissue (ie, molecular markers that predict unfavorable responses to reperfusion) as well as to use clot composition prospectively to guide treatment, we will not have truly personalized stroke care.

The goal of early intervention in the proper patient remains a challenge; we need to be active advocates in this emerging field of acute stroke therapy.

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